Evolution
A. Principles of evolution
This section further develops the
basis of the evolutionary and functional types of explanation.
1. Functional explanation, fitness
and natural selection
In the present context, ‘function’
is used (in the etho-logical sense) in terms of reproductive success. The term
fitnessrefers to the potential of an animal to reproduce successfully. Fitness
is a measure of the animal’s ability to pass on its genes, in terms of the
number of viable reproducing offspring that arise. Thus, types of behaviour
that increase fitness are favoured in evolution by natural selection. (This
sense of fitness should not be confused with the reference simply to bodily
health.)
Closely related to the functional
level of explanation is the notion of adaptation (Chapter 1). A physical
feature or behaviour is adapted toan environment in that it has been tested for
its suitability to that environment. Those individuals that provide the best
fit survive and pass on genes. However, there are some complica-tions to this
account (Buss et al., 1998; Gould and Vrba, 1982), as follows.
A trait (‘characteristic’) that
evolved by means of natural selection might no longer serve a useful function
in the present environment. A good example of this is our excessive liking for
sweet substances, which is asso-ciated with contemporary obesity (Power and
Schulkin, 2009). It is assumed that, in an early environment, our ancestors
were more physically active and an attraction to rare ripe fruits would have
been of enormous adaptive value. They provide energy in an environment where
the supply of food is uncertain. However, we now have a relatively inactive
lifestyle and an abundance of refined sweet items alongside the supermarket
checkout, and so the same characteristic leads us into dangerous temptation.
Also, something might now be
observed to serve a useful function but it evolved in the service of some
dif-ferent function. Noses and ears did not evolve because of their advantage
as mechanical supports to those who wear spectacles! A capacity to read and
write is doubtless advantageous in our society and there are identifiable brain
mechanisms that underlie it. However, seen in evolutionary time, a written language
and reading emerged recently. Reading and writing attach them-selves to brain
mechanisms that evolved much earlier than the appearance of written language.
The combination of reading/writing and its biological bases has not had time
yet to be tested by natural selection.
Of course, we do not have access to
the environment of an animal’s ancestors. Life on Earth has been around for a
very long time! However, psychologists have insight based on extrapolation from
the present (Tooby and Cosmides, 1990). They can be certain that (except in,
say, the depths of the ocean) the environment was illuminated in an
approximately 24 hour cycle of light–dark. They know about the magnitude of
gravity that birds had to overcome in flying and the saltiness of seawater. Our
species was probably subject to parasites. Psychologists can try to interpret
the pressures for sur-vival of present species’ ancestors in terms of what they
know about constant features of the environment and then speculate about
different and past environments.
What can we expect adaptation to
achieve? Suppose that an animal detects a predator and, predictably, responds
by fleeing rather than carrying on with what it was doing. It gets ambushed by
an unseen fellow ‘gang-member’ predator and is then eaten by both predators.
This might not seem beneficial to the fleeing animal’s reproductive success!
Natural selection cannot arrive at the perfect solution. It cannot account for
everyinstance of behaviour but can merely favour certain ranges of options
(Tooby and Cosmides, 1990). Of course, animals cannot inherit genes that tell
them what to do under every different circumstance encountered. Rather, genes
help to organize nervous systems that have certain gen-eral tendencies.
Scientists assume that, in the ancestralhistory of the animal just described, a
nervous system that played a role in the reaction of fleeing was of overall
advantage, compared, say, with carrying on regardless. The strategy worked more
often than it failed.
A principle of ethology (the study
of the behaviour of animals under natural conditions) is that no behaviour can
bring pure gain. There is a mixture of costs and benefits involved in anything
that an animal does, as is argued next.
2. Costs and benefits
The principle can be illustrated as
follows. When a jungle fowl is incubating eggs, it loses weight by staying on
its nest and not eating (Hogan, 1980). How could this increase its fitness?
Suppose that the mother leaves the eggs to obtain food. This increases the
chances of the eggs cooling or being eaten by predators. Thus, in terms of the
chances of passing on genes, there is a potential costattached to leaving the
eggs. There is also a potential benefit of doing so, i.e. to gain food and
hence replenish reserves and strengthen the body. However, it appears that over
evolutionary history, the cost of leaving the eggs has outweighed the benefit,
and so there is a net advantagein staying. Investigators assume that the
ancestors of jungle fowl were confronted with the problem of predation and
cooling of eggs. Genes that coded for staying were placed at an advantage.
However, rather as with fleeing and get-ting captured, evolution cannot
guarantee that sitting on eggs will work in every instance. Both the sitting
bird and its eggs might get eaten at the same time. It is merely that a
strategy of staying has, over countless generations, been more successful than
not, relative to the alternative of regularly leaving the nest. The example
illustrates a number of issues associated with relating causation and function:
1 In terms of homeostasis, it is not to
the female’s individual bodily advantage to stay on the eggs. Individual
survival of her body might be best served by leaving them, to obtain food.
However, the chances of passing on her genes are increased by incubation. She
might have several eggs, each con-taining copies of her genes.
2 We should not suppose that the jungle
fowl has knowledge in terms of function, i.e. she has no conscious intention to
pass on genes (or even unconscious intention!). She just acts in such a way
that this is achieved. Among her ancestors, jungle fowl that behaved in this
way have been successful and their descendants are around today. Their genes
have been favoured by natural selection. A gene coding for ‘not incubating’ has
tended to perish.
3 Related to 2, in asking how behaviour
is organized, we should not confuse causal and functional explanations. Claims
that the bird acts this way because she needsto reproduce are misleading and
can lead to the implicit assumption that she has conscious intentions. Birds do
not read Darwin! On a causal level, in the brain there is an inhibitory link
from incubation to feeding. Natural selection will favour such a mechanism for
restraining feeding.
4 It is often argued that natural
selection acts on individuals via their genes rather than species as a whole,
i.e. it acts to the relative advantage or disadvan-tage of passing on the genes
of individuals within a given population. In this sense, the whole process is sometimes
described as ‘selfish’, as in the term self-ish gene (Dawkins, 1976). However,
although genes are not selected to act for the good of the species as a whole,
genes that bias in favour of acting for the immediate social group could prove
advantageous (Wilson and Csikszentmihalyi, 2007).
Having described principles of
function and evolution, in the next section we focus on the processes that
control behaviour, involving the causal and developmental/learning types of
explanation. In doing so, we look for links with functional and evolutionary
considerations.
B. Evolutionary psychology
1. General principles
A development of evolutionary
thought has assumed great importance in suggesting explanations of human mind
and behaviour. It is termed evolutionary psychology (EP) and its followers
search for integrative principles linking evolution and psychology, in terms
mainly of function (Barkow et al., 1992). Evolutionary psychologists argue
that, in order to understand mind and behaviour, we need to look way back to
consider the environment in which we evolved and the nature of the demands that
it imposed on our early ancestors (Workman and Reader, 2008).
EP employs the metaphor of design.
For instance, a bird’s wing looks as ifa designer planned it with flight in
mind. Similarly, it is as if our brains were designedso that behaviour fitted
our early evolutionary environment. The environment in which we evolved was, of
course, very different from that of modern London or Oslo. Our hunter-gatherer
ancestors lived very different lives in that early environment, compared with
ourselves. Yet we are still adapted for life in this older environment and our
nervous systems were, in effect, ‘designed’ for solving the problems of life
there. EP argues that it would be absurd to try to explain the workings of a
car or a radio, or a heart or lung, without knowing what it was designed to do.
By analogy, they argue that psychology also needs an evolutionary ‘design’
perspective. In this way, EP claims to have a unifying theoretical approach for
all psychologists, including those concerned with causation and the brain.
Viewed in these terms, we can make
sense of fea-tures of behaviour that otherwise might appear bizarre, e.g. our
contemporary love of sweet foods even in the midst of an epidemic of diabetes,
obesity and dental decay. Our behaviour reflects what was ‘designed’ for a life
where there was not an abundance of sugars. For another example discussed by
evolutionary psychology, why do symmetrical faces tend to be more attractive
than asymmetrical ones (Perrett et al., 1999)? One possible answer is that the
symmetrical face is indicative of a younger age and a healthier developmental
history. Thus, being attracted to such a stimulus would increase the chances of
successful mating and is a factor that would be favoured by natural selection.
EP assumes that many features of
human social life (e.g. worship), which might have been thought to be explained
purely by cultural influences, are really to be explained at least in part in
evolutionary terms (Workman and Reader, 2008). This is sometimes expressed
uncritically by those who either promote or condemn a simple EP, as ‘a gene for
adultery’ or ‘a gene for religion’ (note the singular ‘a’). However, EP does
not rest or fall on an assumption of single-gene effects. A combination of
genes might give a bias towards, say, religious worship, since, by so doing,
this combination has been placed at an advantage. Indeed, religion might still
confer some adaptive advantages: as the cliché would have it ‘families who pray
together stay together’.
An immediate and well-worn qualification
needs repeating: worship cannot literally be ‘in the genes’. However, given
certain genes, together with their social and learning contexts, worship might
tend to emerge. By the same token, neither, for example, could physi-cal height
be determined simply by genes. Genes are a factor but for height to emerge also
requires an appropriate environmental input, e.g. adequate food.
Such discussion has some important
social messages. One of the reasons why EP is controversial is that it might at
first seem to lend itself to rigid determinism. If something is ‘in the genes’,
there appears to be little we can do about it. However, even if certain genes
do exert a tendency in favour of, say, adultery, they represent only one
contributory factor. The ‘favoured’ outcome is not necessarily inevitable.
The aspect of EP that has most fired
the popular imagi-nation and controversy is what it says about differences
between the sexes (Workman and Reader, 2008). One point needs to be emphasized
here. Though evolutionary theory might give insights into how behaviour has
emerged in evolution, it cannot prescribe what humans shoulddo morally. Such an
unwarranted extrapolation is termed the ‘naturalistic fallacy’, and is a reason
that doubtless turns some against evolutionary approaches.
2. Sex differences
Why do males appear to make more use
of prostitutes and pornography and show a wish for greater indiscriminate
promiscuity than do females? One might suppose that this reflects cultural
norms and prohibitions ingrained in our institutions, i.e. ‘social role theory’
(see Archer, 1996). Change society, give enough time, and behaviour might
change correspondingly. On the con-trary, EP would suggest that such
differences between the sexes reflect evolutionary history and different
strat-egies of mating.
The optimal strategy for a human
male (as with many species) to pass on his genes is different from that of a
female. An instant and relatively indiscriminate sexual motivation and arousal,
accompanied by promiscuity, might be to the advantage of the male since it
maximizes his reproductive chances. There is relatively little to lose. The
emphasis is on ‘relatively’ since, as always, there is not zero cost. For
example, diseases can be caught and, since mating tends to focus the mind,
genetic perpetuation might be rudely halted by an approaching tiger or jealous
partner. However, for the female there is relatively much to lose. Some female
inhibition and reserve (‘coyness’) might be to her genetic advantage, since in
this way she can patiently wait to select the optimal male with whom to tie up
her reproductive capacity for nine months or so and provide support.
Of course, few if any males visit
prostitutes with the intention of passing on genes but no one is supposing that
conscious intentions have had much to do with the evolution of sexuality. It is
simply claimed that genes tend to code for those strategies that in generalhave
served their own ‘selfish’ interests. In evolutionary history, a combination of
genes that tended to promote male promiscuity via sexual motivational processes
has been successful. Not all males are promiscuous. EP does not suggest that
they should be, just as it does not suggest that all females should show
coyness and fidelity. Genes give rise to tendencies not instructions carved in
stone. It is simply that one can see a biological rationale in there being a
difference between the sexes in this direction.
There is a point here many people
misunderstand. Throughout evolution, rather than favouring desire for obtaining
children as such, natural selection favoured sexual motivation. Of course, in
the absence of a reliable technology of contraception, sexual motivation tends
rather frequently to lead to children! This is not to deny that these days some
people do desire to produce children as such but sexual desire was doubtless
the driver in evolution. A casual glance at society today might suggest that
this particular driver has lost none of its momentum over the course of human
evolution.
While not denying the possibility
that genetic differences might exert different degrees of tendency,
explanations need to be framed in the broad gene–environment context discussed
earlier. Biology is revealed within a cultural matrix (Barkow et al., 1992).
3. Jealousy
EP makes testable predictions
concerning sexual jealousy. What is the cost to an individual’s chances of
passing on his or her genes if the partner exhibits infidelity? The cost to a
male partner could be large since it might be that his female partner produces
offspring bearing another male’s genes. Hence, the male partner misses his own
opportunity of genetic transmission. The male partner could even unwittingly
help with bringing up someone else’s offspring. Thus, male sexual jealousy
might involve a strong imperative against the sexual infidelity of his mate.
In terms of the female’s genetic
perpetuation, the cost of a partner’s infidelity might seem to be much less.
The female can at least be sure that the offspring she produces are in part
genetically hers. A male can recover his sexual potency relatively quickly, and
with it, his capacity to contribute genes to reproduction with the female
partner. However, there is a threat to the partner from other females, which
comes from the risk of being abandoned. The danger of this might be signalled
by the male showing an abnormally large emotionalinterest in the well being of
another female, i.e. warmth and empathy. If that were to happen, the female
might be put at a disadvantage in raising offspring. Therefore, one might
expect some asymmetry in the trigger stimuli to jealousy, with males triggered
more strongly by sexual infidelity and females by ‘emotional infidelity’.
Working in the USA, Buss et al.
(1992) invited people to imagine various scenarios and estimate the magnitude
of the negative feelings that were evoked. These scenarios were of your mate
(i) having sexual intercourse with another or (ii) forming a deep emotional
attachment to another. Eighty-five per cent of the women found the second to
arouse more negative emotions, whereas 60% of the males found the first to do
so. EP predicts a difference in this direction. A similar effect was found in
the Netherlands, a country with a tradition of egalitarianism and more
progressive culture.
Some argue that, rather than
reflecting evolved differences, such differences are due to different
perceptions of the respective roles of men and women in our culture. For
example, society suggests that in women, sexual infidelity is not likely to
occur without emotional infidelity – the so-called ‘double shot’. By contrast,
male sexualinfidelity can be dismissed as being without emotional attachment
(DeSteno and Salovey, 1996; Harris and Christenfeld, 1996). However, although
not denying a cultural/cognitive factor, the EP researchers suggested that
these different perceptions of sex roles are themselves to be understood in
biological terms and directly capture the biological difference (Buss et al.,
1996). Cultural trans-mission of information might be expected to reflect and
reinforce genetically determined differences.
4. Critiques of evolutionary
psychology
Critiques of EP take many forms.
Indeed, there now seems to be a small publishing industry dedicated to the
polarities of claim and counter-claim. Few would argue against the notion that
looking at evolution is essen-tial for understanding current behaviour. The
disputes mainly concern a particular interpretation of EP. This is sometimes
termed the ‘Santa Barbara school’, named after the University of California location
of its principal disciples (Tooby and Cosmides, 1990).
One point of criticism is that this
school of evolu-tionary psychologists put their faith in what they term
modules, special-purpose processors, each of which is dedicated to solving a
particular problem. For example, the human brain would be described as being
made up from such modules as a jealousy module, dedicated to detecting and
acting upon threats as in sexual infidelity. Another such module is described
as a cheating detec-tion module. EP suggests that our mind is equipped with
dedicated processes that alert us when someone is trying to cheat us, as in an
unfair exchange of goods. Modules are something like cognitive equivalents of
reflexes – fast, automatic and dedicated, with each solving just a single
problem.
Tooby and Cosmides use the analogy
of a Swiss army knife, a tool equipped with a number of components such as a
knife and a can-opener, each serving just one particular function. You would
have some difficulty in trying to use the can-opener to pull a cork from a wine
bottle.
Critics of EP argue along two lines.
First, they deny that we are quite as modularized (‘compartmentalized’) as EP
suggests. Second, they suggest that, although some modularization of the brain
does occur, EP has misun-derstood its determinants. EP is said to put too much
weight upon genetic factors and insufficient upon development. In fact, we turn
out as we do as a result of the subtle dance between genes and environment. As
noted earlier, a skill at riding a bicycle does not arise from genes producing
a particular ‘cycling module’ – as one critic memorably expressed it, there
were surely rather few bicycles around in our early evolution for this skill to
be genetically encoded as a module! In reality, it emerges as the result of a
combination of genes encod-ing for a brain with a broadcapacity for controlling
balance and early learning of the particular motor skills involved in balancing
a bicycle. The behaviour becomes automatic (‘modularized’) with practice.
EP and the critiques of it are a
particularly good demonstration of the need to bring together different types
of explanation. EP is based firmly in the tradition of functional and
evolutionary explanation. However, its conclusions need to match an understanding
of the possibilities arising from the brain and its development. Later chapters
will explore the relevance of EP to such topics as emotion, feeding and sexual
motivation. We now turn to a case study that will serve to bring together the
different types of explanation.
Reference:
Toates, Frederick. 2011. Biological Psychology 3rd edition. England: Pearson Education.
Reference:
Toates, Frederick. 2011. Biological Psychology 3rd edition. England: Pearson Education.
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